A local partner with active, entrepreneurial bankers on the ground in Canada, supported by the strength and breadth of Kingswood in the US, providing clients with a significant partnership.

A local partner with active, entrepreneurial bankers on the ground in Canada, supported by
the strength and breadth of Kingswood in the US, providing
clients with a significant partnership.

A local partner with active, entrepreneurial bankers on the ground in Canada, supported by the strength and breadth of Kingswood
in the US, providing clients with a significant partnership.

Kingswood Capital Partners is a full-service investment bank with offices in New York, Miami and several key states acrossthe US. The Kingswood Capital Partners team is part of Kingswood US, which is a best-in-class financial services firm thatincludes a robust wealth management platform, an SEC-registered RIA, and two FINRA-licensed broker-dealers.

Kingswood Capital Partners is a full-service investment bank with offices in New York, Miami and several key states acrossthe US. The Kingswood Capital Partners team is part of Kingswood US, which is a best-in-class financial services firm thatincludes a robust wealth management platform, an SEC-registered RIA, and two FINRA-licensed broker-dealers.

ArcStone Securities and Investments Corp. is a cross-border financial services firm headquartered in Toronto and NewYork. As a vanguard in the financial services sector, the firm is dedicated to successfully executing deals for its clients.Specializing in global mid-market companies with valuations ranging from $20 million to $1 billion, ArcStone demonstratesan unwavering commitment to its clients’ success by navigating complex financial landscapes to deliver optimal outcomes.With a local presence and a global reach, the firm is supported by a team of entrepreneurial, partnership-oriented bankers.

Partnership Benefits

ArcStone Securities
and Investments

BenefitsCross-Listing Mastery

Facilitating seamless issuer cross-listings across premier exchanges like TSX, TSX-V, Cboe, CSE, OTCQB, NYSE, and NASDAQ.

Retail Distribution Expansion

A combined $15B AUM, and a potential to $40B AUM, post-regulatory approval.

Crowdfunding

Democratizing private capital markets via crowdfunding platform licensed in 33 states, pending FINRA approval.

US-Canadian Nexus

Local boots on the ground with a robust distribution platform in the US.

Kingswood

Merger & Acquisition Expertise

Comprehensive M&A services including strategic planning, due diligence, valuation, negotiation, and integration support.

Equity Research

An industry-agnostic approach, delivering comprehensive research and market insights.

Seasoned Management Team

Kingswood and ArcStone boast experienced leadership with deep expertise in financial services.

Unmatched Market Access

Unlocking capital across the US, Canada, Europe, and Asia.

Partnership Benefits

ArcStone Securities
and Investments

Kingswood

BenefitsCross-Listing Mastery

Facilitating seamless issuer cross-listings across premier exchanges like TSX, TSX-V, Cboe, CSE, OTCQB, NYSE, and NASDAQ.

Retail Distribution Expansion

A combined $15B AUM, and a potential to $40B AUM, post-regulatory approval.

Crowdfunding

Democratizing private capital markets via crowdfunding platform licensed in 33 states, pending FINRA approval.

US-Canadian Nexus

Local boots on the ground with a robust distribution platform in the US.

Merger & Acquisition Expertise

Comprehensive M&A services including strategic planning, due diligence, valuation, negotiation, and integration support.

Equity Research

An industry-agnostic approach, delivering comprehensive research and market insights.

Seasoned Management Team

Kingswood and ArcStone boast experienced leadership with deep expertise in financial services.

Unmatched Market Access

Unlocking capital across the US, Canada, Europe, and Asia.

Top rankings in retail AUM solidify our focus on access to capital for clients:

Investment Bank

BankRetail AUM (C$)¹

Stifel Financial

Raymond James

Canaccord Genuity

ATB Capital Markets

Kingswood US / ArcStone Securities
and Investments²

PI Financial / Echelon Wealth Partners

Research Capital

Cantor Fitzgerald

Roth Capital Partners

Cormark

Eight Capital

Beacon Securities

390B

$291B

$96B

$26B

$20B


$12B

$3B

$0

$0

$0

$0

$0

Our Retail AUM Ranks Among the Top in Its Peer Group

THE ART AND SOUL OF CAPITALISM

© 2026 ArcStone Branding Inc.

All rights reserved

THE ART AND SOUL OF CAPITALISM

© 2026 ArcStone Branding Inc.

All rights reserved

THE ART AND SOUL OF CAPITALISM

© 2025 ArcStone Branding Inc. All rights reserved

ArcStone Securities and Investments Corp. is a cross-border financial services firm headquartered in Toronto and NewYork. As a vanguard in the financial services sector, the firm is dedicated to successfully executing deals for its clients.Specializing in global mid-market companies with valuations ranging from $20 million to $1 billion, ArcStone demonstratesan unwavering commitment to its clients’ success by navigating complex financial landscapes to deliver optimal outcomes.With a local presence and a global reach, the firm is supported by a team of entrepreneurial, partnership-oriented bankers.

Our Retail AUM Ranks Among the Top in Its Peer Group

Top rankings in retail AUM solidify our focus on access to capital for clients:

Investment Bank

Stifel Financial

Raymond James

Canaccord Genuity

ATB Capital Markets

Kingswood US / ArcStone Securities
and Investments²

PI Financial / Echelon Wealth Partners

Research Capital

Cantor Fitzgerald

Roth Capital Partners

Cormark

Eight Capital

Beacon Securities

BankRetail AUM (C$)¹

390B

$291B

$96B

$26B

$20B


$12B

$3B

$0

$0

$0

$0

$0

Partnership Benefits

ArcStone Securities and Investments

BenefitsCross-Listing Mastery

Facilitating seamless issuer cross-listings across premier exchanges like TSX, TSX-V, Cboe, CSE, OTCQB, NYSE, and NASDAQ.

Retail Distribution Expansion

A combined $15B AUM, and a potential to $40B AUM,
post-regulatory approval.

Crowdfunding

Democratizing private capital markets via crowdfunding platform licensed in 33 states, pending FINRA approval.

US-Canadian Nexus

Local boots on the ground with a robust distribution platform in
the US.

Kingswood

Merger & Acquisition Expertise

Comprehensive M&A services including strategic planning, due diligence, valuation, negotiation, and integration support.

Equity Research

An industry-agnostic approach, delivering comprehensive research and market insights.

Seasoned Management Team

Kingswood and ArcStone boast experienced leadership with deep expertise in financial services.

Unmatched Market Access

Unlocking capital across the US, Canada, Europe, and Asia.

Our Retail AUM Ranks Among the Top in Its
Peer Group

Top rankings in retail AUM solidify our focus on access to capital for clients:

Investment Bank

Stifel Financial

Raymond James

Canaccord Genuity

ATB Capital Markets

Kingswood US / ArcStone Securities and Investments²

PI Financial /
Echelon Wealth Partners

Research Capital

Cantor Fitzgerald

Roth Capital Partners

Cormark

Eight Capital

Beacon Securities

BankRetail
AUM (C$)¹

390B

$291B

$96B

$26B

$20B


$12B


$3B

$0

$0

$0

$0

$0